Job : Global Compliance Operations – Due Diligence Analyst – JP Morgan Geneva

Validate and confirm accuracy of individual report findings on JP Morgan’s prospective and existing clients, researched, documented and prepared by analyst.  Research includes:  negative media, PEP & sanctions.

  • Ensure that all public records collected, relate to specific customer/client.
  • Ensure proper compliance protocols/procedures are adhered to and applied correctly by analyst.
  • Determine what additional research steps are needed by the analyst.
  • Conduct specialized research to determine disposition of any open records, properly identifying risks and escalating derogatory/high risk findings to Senior Management; risks include but not limited to – PEP, High Risk Global Jurisdictions and SDN/OFAC matches.
  • Summarize and communicate derogatory information in written form to Senior Management.
  • Exercise sound judgment and observe the highest degree of confidentiality.

About Alain Mermoud

If you think that Intelligence is expensive, consider the price of ignorance!
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